Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shahab? Claim Your ProfileShahab Gabaypour is a financial advisor at Principal Securities, Inc. Shahab has been in the financial services industry since 1999. Shahab is registered with the state of California, Kansas, Mississippi, Missouri, Oklahoma, Texas, and Wisconsin. Shahab is a Series 6 and Series 63 licensed advisor. Shahab specializes in providing financial planning, pension consulting, and educational seminars. Shahab also provides portfolio management for individuals and investment companies. Shahab’s previous firms include Empire Financial Group, Inc., MML Investors Services, Inc., Hornor, Townsend & Kent, Inc., and MONY Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
02/23/2005 - Present
Principal Securities, Inc. (IRVINE CA)
FL
08/29/2003 - 12/01/2003
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
MA
06/20/2000 - 05/30/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
PA
08/26/1999 - 06/02/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NY
08/11/1997 - 08/26/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 08/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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