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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shafton? Claim Your ProfileShafton Wayne Hewett is a financial advisor with Assetmark, Inc., who has been working in the financial industry since 2008. Shafton is registered as an Investment Advisor Representative in Florida, and previously worked for several other firms including Raymond James Financial Services, Inc., State Farm VP Management Corp., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hewitt Financial Services LLC and Wells Fargo Advisors, LLC. Shafton Hewett has experience in providing financial advice to various clients, including high-net-worth individuals, corporations, and retirement plans. Shafton is registered with FINRA and holds Series 7, 9, 10, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/23/2019 - Present
Assetmark, Inc. (CONCORD CA)
FL
05/17/2017 - 10/04/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
IL
01/08/2015 - 12/31/2016
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
FL
11/08/2013 - 11/24/2014
J.P. MORGAN SECURITIES LLC (ST. PETERSBURG FL)
FL
09/30/2011 - 11/13/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUN CITY CENTER FL)
NC
06/10/2011 - 09/07/2011
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
01/01/2008 - 05/16/2011
WELLS FARGO ADVISORS, LLC (HUNTERSVILLE NC)
NC
11/05/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HUNTERSVILLE NC)
BOTH
Issued 11/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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