Unclaimed
Shadman Sakib is a financial professional with experience in the industry since 2015. Shadman is currently registered with Mercury Investment Services LLC and holds Series 6, 7TO, 63 and 65 licenses. Previously, Shadman worked at Brex Treasury LLC and Citigroup Global Markets Inc. and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/22/2024 - Present
Mercury Investment Services LLC (SAN FRANCISCO CA)
UT
08/11/2021 - 03/22/2023
BREX TREASURY LLC (SALT LAKE CITY UT)
NY
06/26/2017 - 07/28/2021
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
05/09/2014 - 06/02/2017
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
IA
Issued 08/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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