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Shad Ketcher

Wealth Enhancement Advisory Services, LLC

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About Shad Ketcher

Shad Ketcher is a financial advisor with over 27 years of experience in the industry. Shad is currently registered with Wealth Enhancement Advisory Services, LLC, and has been with the firm since May 2023. Previously, Shad was registered with J.W. COLE FINANCIAL, INC. and FINANCIAL ADVISERS OF AMERICA, LLC. Shad is a registered representative and investment advisor representative in multiple states. Shad's experience includes providing investment advisory services, financial planning, and pension consulting. He also holds a Series 6, Series 7, and Series 63 license.

Firm Information

Shad Ketcher is currently registered with Wealth Enhancement Advisory Services, LLC. Wealth Enhancement Advisory Services, LLC is a financial advisor based in Plymouth, Minnesota, with over 600 employees and over $72 billion in assets under management. They offer financial planning, pension consulting, and portfolio management services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. They also provide educational seminars and select other advisors.
Wealth Enhancement Advisory Services, LLC

505 NORTH HWY 169

PLYMOUTH, MN 55441

$72.02B

Assets Under Management

177

Total Clients

643

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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erisa 3(38) investment manager

Erisa 3(38) investment manager

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees received from third party investment advisors

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Shad Ketcher’s Registration & Firm History

MN

05/17/2023 - Present

Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)

MN

05/10/2013 - 05/02/2023

J.W. COLE FINANCIAL, INC. (HUTCHINSON MN)

MN

08/31/2009 - 05/10/2013

FINANCIAL ADVISERS OF AMERICA, LLC (HUTCHINSON MN)

MN

03/31/1999 - 08/31/2009

MUTUAL SERVICE CORPORATION (HUTCHINSON MN)

CA

06/26/1996 - 03/31/1999

TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)

NY

11/24/1995 - 06/27/1996

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

11/24/1995 - 06/27/1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/04/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2003

Series 7 - General Securities Representative Examination

BC

Issued 11/22/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Shad Ketcher. Review regulatory record here.
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