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Shad Howell

Apex Clearing Corp.

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About Shad Howell

Shad Howell is a financial professional with over 17 years of experience in the industry. Shad is currently registered with Apex Clearing Corp. and holds a Series 7, Series 24, Series 55, Series 57TO and a Series 66. Prior to joining Apex Clearing Corp., Shad was registered with TD Ameritrade, Inc. and Charles Schwab & Co., Inc. Shad is licensed to conduct business in Texas.

Firm Information

Shad Howell is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shad Howell’s Registration & Firm History

TX

02/14/2024 - Present

Apex Clearing Corp. (DALLAS TX)

TX

03/30/2023 - 01/10/2024

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

05/12/2022 - 12/20/2023

TD AMERITRADE, INC. (Westlake TX)

TX

11/25/2014 - 12/20/2023

TD AMERITRADE CLEARING, INC. (Westlake TX)

TX

01/27/2006 - 11/25/2014

TD AMERITRADE, INC. (FORT WORTH TX)

NE

12/09/2005 - 01/30/2006

AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 01/12/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Shad Howell.
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