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Shad Hathaway

Sofi Wealth LLC

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About Shad Hathaway

Shad Hathaway is a registered representative and investment advisor representative. Shad is currently registered with Sofi Wealth LLC in California and Utah and has been in the industry for over 2 years. Previously, Shad was registered with Fidelity Brokerage Services LLC in Utah. Shad holds the Series 66, Series 7TO, and SIE exams. Shad has experience providing financial planning and portfolio management services to individuals and high-net-worth individuals. Shad has a long history in the financial industry, previously working with Nordstrom, LGCY, Callaway, SILAC, Fidelity Investments, Incredible Dwellings, Hidden Valley Country Club, and Draper Park Middle, Jordan, Corncanyon, and University of Utah. Shad is also a registered representative with SoFi Securities, LLC in Cottonwood Heights, Utah and San Francisco, California.

Firm Information

Shad Hathaway is currently registered with Sofi Wealth LLC. Sofi Wealth LLC is a San Francisco, California-based registered investment advisor with over $1.36 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, including high-net-worth individuals. Sofi Wealth LLC also offers a wrap fee program and publishes periodicals. The firm has 70 investment advisor representatives and 4 licensed agents.
Sofi Wealth LLC

234 1ST STREET

SAN FRANCISCO, CA 94105

$1.37B

Assets Under Management

6,000

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shad Hathaway’s Registration & Firm History

UT

08/20/2024 - Present

Sofi Wealth LLC (Cottonwood Heights UT)

UT

11/09/2023 - 05/03/2024

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

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Licenses & Designations

BOTH

Issued 12/29/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/29/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shad Hathaway.
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