Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shad? Claim Your ProfileShad Spurgin is a financial advisor with Morgan Stanley. Shad has been in the financial services industry since 2014 and has a Series 7, Series 3, Series 63, Series 66, and SIE licenses. Shad works with a wide range of clients, including high-net-worth individuals, corporations, and institutions. Shad provides a variety of financial services, including financial planning, portfolio management, and investment advisory services. Prior to joining Morgan Stanley, Shad has worked with E*TRADE SECURITIES LLC and TD AMERITRADE, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
04/17/2024 - Present
Morgan Stanley (Sandy UT)
TX
02/04/2020 - 09/05/2023
E*TRADE SECURITIES LLC (Dallas TX)
TX
08/01/2019 - 01/31/2020
TD AMERITRADE, INC. (Southlake TX)
UT
12/16/2014 - 01/03/2019
E*TRADE SECURITIES LLC (SANDY UT)
BOTH
Issued 02/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2018
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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