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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shabina? Claim Your ProfileShabina Rafiq is a registered investment advisor representative with Mariner Wealth. Shabina has been in the industry since 2001. Before joining Mariner Wealth, Shabina Rafiq was a registered representative at Commonwealth Financial Network. Shabina Rafiq holds Series 6, 7, and 63 securities licenses as well as the SIE and Series 65 licenses. Shabina Rafiq is also a licensed notary public.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/04/2023 - Present
Mariner Wealth (PLEASANTON CA)
CA
08/12/2014 - 05/02/2022
COMMONWEALTH FINANCIAL NETWORK (Pleasanton CA)
CA
08/15/2008 - 08/15/2014
FINANCIAL TELESIS INC (PLEASANTON CA)
CA
06/06/2007 - 08/15/2008
FOOTHILL SECURITIES, INC. (PLEASANTON CA)
CA
05/20/2002 - 05/31/2007
ATLAS SECURITIES, LLC (SAN LEANDRO CA)
CA
12/09/1999 - 09/19/2000
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
IA
Issued 12/30/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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