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Shabab Siddiqui

Capital ONE Securities, Inc.

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About Shabab Siddiqui

Shabab Siddiqui is a financial advisor with Capital One Securities, Inc. in New York, NY. Shabab has been in the industry since July 30, 2021. Shabab is licensed to sell securities in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia.

Firm Information

Shabab Siddiqui is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shabab Siddiqui’s Registration & Firm History

NY

07/31/2021 - Present

Capital ONE Securities, Inc. (New York NY)

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Licenses & Designations

BC

Issued 08/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shabab Siddiqui.
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