Unclaimed
Seyedeh bahar Lorenzo is a financial advisor at Scotia Capital (usa) Inc.. Seyedeh bahar Lorenzo has been in the financial services industry since 2015. Seyedeh bahar Lorenzo is licensed to sell securities in 52 states. Seyedeh bahar Lorenzo has passed the Series 63, Series 7, Series 57, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/28/2015 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 05/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2018
Series 57 - Securities Trader Exam
BC
Issued 04/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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