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Sewon Claire Kim

Siebert Williams Shank & CO., LLC

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About Sewon Claire Kim

Sewon Claire Kim is a financial professional with over 20 years of experience in the securities industry. Sewon Claire Kim is currently registered with Siebert Williams Shank & CO., LLC and has been with the firm since April 2016. Previously, Sewon Claire Kim was employed at Morgan Stanley & Co. LLC, J.P. Morgan Securities Inc., and Bear, Stearns & Co. Inc. Sewon Claire Kim holds a Series 63, 53, 52TO, 79TO, SIE, 50, and 7 license. Sewon Claire Kim is registered in 20 states.

Firm Information

Sewon Kim is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sewon Kim’s Registration & Firm History

NY

04/28/2016 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

08/12/2009 - 05/02/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

10/01/2008 - 08/11/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/06/2001 - 06/03/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 03/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sewon Claire Kim.
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