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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sevdi? Claim Your ProfileSevdi Dauti is a financial advisor with over 20 years of experience in the industry. Sevdi is registered with UBS Financial Services Inc. and has held previous roles with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., First Republic Group, LLC, and Prime Charter LTD. Sevdi is a Series 7, Series 31, and Series 66 licensed professional. Sevdi also holds Series 63 registration. Sevdi is currently registered in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/03/2023 - Present
UBS Financial Services Inc. (Purchase NY)
NY
06/01/2009 - 08/30/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
03/13/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
10/12/2000 - 12/08/2000
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
NY
04/27/2000 - 10/03/2000
PRIME CHARTER LTD. (NEW YORK NY)
BOTH
Issued 03/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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