Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seungnam? Claim Your ProfileSeungnam Lee is a financial professional with over 10 years of experience in the securities industry. Seungnam is currently registered with Wedbush Securities Inc. and has previously worked at KAYAN SECURITIES, INC. and MITAA GLOBAL SECURITIES. Seungnam Lee holds several licenses, including Series 7, Series 63, Series 66, Series 24, Series 27 and Series 4. Seungnam is currently licensed to provide investment advisory services in California. Seungnam Lee specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Seungnam Lee's current employer, Wedbush Securities Inc., is a full-service investment bank and brokerage firm that provides a wide range of financial services to individual and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/04/2015 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
06/25/2013 - 10/31/2013
KAYAN SECURITIES, INC. (LOS ANGELES CA)
CA
09/10/2009 - 11/15/2011
MITAA GLOBAL SECURITIES (LOS ANGELES CA)
BOTH
Issued 07/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/21/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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