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Seungjee Woo

Great Point Capital LLC

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About Seungjee Woo

Seungjee Woo is a financial professional with experience in the securities industry. Seungjee Woo is currently registered with Great Point Capital LLC, a firm with a focus on investments. Seungjee Woo holds a Series 7, Series 57TO and Series 63 license. Seungjee Woo's career includes prior roles at J.P. Morgan Securities LLC, Quasar Trading, LLC, and Avatar Securities, LLC.

Firm Information

Seungjee Woo is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seungjee Woo’s Registration & Firm History

IL

08/10/2022 - Present

Great Point Capital LLC (CHICAGO IL)

IL

10/31/2017 - 11/03/2020

GREAT POINT CAPITAL LLC (CHICAGO IL)

NJ

12/06/2016 - 07/28/2017

J.P. MORGAN SECURITIES LLC (MONTVALE NJ)

PR

12/02/2014 - 12/12/2016

QUASAR TRADING, LLC (SAN JUAN PR)

NY

10/13/2011 - 01/11/2012

AVATAR SECURITIES, LLC (NEW YORK NY)

AZ

07/13/2009 - 11/11/2009

ECHOTRADE LLC (PHOENIX AZ)

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Licenses & Designations

BC

Issued 01/13/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There is public disclosure for Seungjee Woo. Review regulatory record here.
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