Unclaimed
Seung Bok Cha is an Investment Advisor Representative with PFS Investments Inc. Seung Bok Cha is registered with the state of Illinois and is also registered with FINRA. Seung Bok Cha has been in the industry since October 26, 2015. Seung Bok Cha has passed exams for the Series 6, Series 63 and Series 65 exams. Seung Bok Cha has experience working with insurance companies, charitable organizations, high net worth individuals, corporations, and individuals. Seung Bok Cha offers financial planning and portfolio management for individuals. Seung Bok Cha is also registered with the state of Illinois and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IA
12/28/2015 - Present
PFS Investments Inc. (HIAWATHA IA)
IA
Issued 12/08/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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