Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth William Smith is a financial professional with over 20 years of experience in the financial services industry. Seth is currently registered with MML Investors Services, LLC and has previously worked with Ameriprise Financial Services, Inc. and Girard Securities, Inc. Seth holds licenses in multiple states, including California, Florida, Georgia, and Texas, and offers a range of financial services, including portfolio management, financial planning, and insurance products. Seth is committed to providing his clients with personalized financial advice and solutions to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/22/2018 - Present
MML Investors Services, LLC (West Barnstable MA)
FL
06/13/2008 - 06/22/2012
MML INVESTORS SERVICES, LLC (FORT LAUDERDALE FL)
FL
02/26/2008 - 06/25/2008
AMERIPRISE FINANCIAL SERVICES, INC. (PLANTATION FL)
FL
10/25/2007 - 12/20/2007
AMERIPRISE FINANCIAL SERVICES, INC. (PLANTATION FL)
CA
11/01/2004 - 10/29/2007
GIRARD SECURITIES, INC. (SAN DIEGO CA)
NY
08/10/2000 - 01/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/07/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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