Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Cohen is a financial advisor who has been in the industry since October 17, 2003. Seth has a background in trading and has worked for several firms, including Knight Capital Americas, Kellogg Capital Markets, Kellogg Capital Group, Kellogg Specialist Group, and Cohen, Duffy, McGowan & Co. Seth is currently registered with Virtu Americas LLC in New York, New York. Seth's experience and expertise make him a valuable resource for clients seeking investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/02/2012 - Present
Virtu Americas LLC (New York NY)
NJ
12/20/2010 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
11/25/2008 - 01/03/2011
KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/24/2007 - 11/24/2008
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
NY
08/20/2007 - 09/21/2007
KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)
NY
01/05/2004 - 08/17/2007
KELLOGG CAPITAL GROUP LLC (NEW YORK NY)
NY
10/12/2003 - 01/02/2004
CDM SPECIALISTS LLC (NEW YORK NY)
NY
10/12/2003 - 01/02/2004
COHEN, DUFFY, MCGOWAN & CO. LLC (NEW YORK NY)
BC
Issued 01/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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