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Seth Vaughn Hargrove

Fifth Third Securities, Inc.

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About Seth Vaughn Hargrove

Seth Vaughn Hargrove is a financial advisor with Fifth Third Securities, Inc. Seth has been in the industry since 2010, working with individuals, families, and businesses. He is a Certified Financial Planner® and holds the Series 7, Series 6, and Series 63 licenses. Seth's previous experience includes time with ONEAMERICA SECURITIES, INC., J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Seth is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Seth Hargrove is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Seth Hargrove’s Registration & Firm History

OH

01/05/2016 - Present

Fifth Third Securities, Inc. (WASHINGTON COURT HOUSE OH)

KY

07/25/2013 - 12/12/2013

ONEAMERICA SECURITIES, INC. (LEXINGTON KY)

KY

10/01/2012 - 07/23/2013

J.P. MORGAN SECURITIES LLC (LEXINGTON KY)

KY

07/09/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (LEXINGTON KY)

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Licenses & Designations

BC

Issued 07/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seth Vaughn Hargrove.
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