Unclaimed
Seth Thomas Riggenbach is a financial advisor who is registered with the state of Colorado and Maine. Seth has been working in the financial industry since March 2017, when Seth began working for TIAA-CREF Individual & Institutional Services, LLC. Seth holds a Series 6, Series 63, and Series 26 license and a Series SIE designation. Seth works out of the Denver office of TIAA-CREF.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
03/03/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
BC
Issued 03/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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