Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Tarin Gray is a registered representative of Charles Schwab & Co., Inc. Seth has been in the securities industry for over 27 years. Seth is licensed to provide financial advice in Arizona, California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Maryland, Massachusetts, Minnesota, Mississippi, Nevada, New Mexico, New York, Oregon, Tennessee, Texas, Virginia and Washington. Seth is also a Registered Investment Advisor in California and Texas. Seth's previous experience includes roles at FIDELITY BROKERAGE SERVICES LLC, WM FINANCIAL SERVICES, INC., CITICORP INVESTMENT SERVICES, PAINEWEBBER INCORPORATED, and OLDE DISCOUNT CORPORATION. Seth is a Series 7, Series 63, Series 65 and SIE licensed professional. Seth can provide financial advice in the areas of financial planning, selection of other advisors, and portfolio management for individuals. Seth's current employer, Charles Schwab & Co., Inc. is based in San Francisco, California and manages more than $50 billion in assets for over 919,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/02/2019 - Present
Charles Schwab & CO., Inc. (Woodland Hills CA)
CA
06/01/2009 - 06/23/2009
FIDELITY BROKERAGE SERVICES LLC (PASADENA CA)
CA
05/15/2002 - 02/19/2009
FIDELITY BROKERAGE SERVICES LLC (PASADENA CA)
CA
09/01/1999 - 05/08/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
04/10/1998 - 10/04/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
01/05/1998 - 04/16/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MI
12/07/1994 - 01/08/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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