Unclaimed
Seth Sebastian Hicks is an active investment advisor registered with FINRA and the Securities and Exchange Commission. Seth is registered to provide investment advice in Florida, Illinois, Indiana, and Ohio. Seth has been working in the securities industry since October 28, 2014, and is currently employed by J.p. Morgan Securities LLC. Seth is Series 6 and 63 licensed and holds the SIE designation. Seth specializes in providing financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IN
12/19/2024 - Present
J.p. Morgan Securities LLC (COLUMBIA CITY IN)
BC
Issued 11/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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