Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Bergstein is a financial advisor with Evercore Group LLC, a firm that specializes in investment banking. Seth holds a variety of licenses and certifications, including Series 7, Series 24, Series 63, and Series 79TO. He has been in the financial industry since 1992. Prior to joining Evercore Group LLC, Seth worked for Morgan Stanley & Co. LLC. Seth is registered to sell securities in numerous states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/05/2023 - Present
Evercore Group LLC (NEW YORK NY)
NY
10/08/1992 - 09/22/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 07/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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