Unclaimed
Seth Riley Holder is a financial advisor registered with Ameriprise Financial Services, LLC, and LPL Financial LLC. Seth has been in the financial industry since 2006. Seth currently holds the following licenses: Series 7, Series 63, Series 66, and SIE. Seth works out of the Ameriprise office located in Bentonville, Arkansas and the LPL Financial office located in Rogers, Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
04/20/2020 - Present
Ameriprise Financial Services, LLC (Bentonville AR)
KS
08/08/2006 - 10/15/2012
EDWARD JONES (PITTSBURG KS)
BOTH
Issued 07/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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