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Seth Raynor Waltz

MML Investors Services, LLC

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About Seth Raynor Waltz

Seth Waltz is a registered investment advisor with over 20 years of experience in the financial industry. Currently, Seth is a Registered Representative with MML Investors Services, LLC. Prior to joining MML Investors Services, LLC, Seth was a Registered Representative with MSI FINANCIAL SERVICES, INC. and NEW ENGLAND SECURITIES. Seth has a strong background in providing financial advice to individuals, businesses, and institutions. Seth is dedicated to helping clients achieve their financial goals.

Firm Information

Seth Waltz is currently registered with MML Investors Services, LLC. MML Investors Services, LLC is a Limited Liability Company headquartered in Springfield, MA, formed in January 2011. The firm is registered with the SEC and in 53 states. They provide a range of advisory services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and asset allocation programs. MML Investors Services, LLC manages over $72 billion in assets for individuals, high-net-worth individuals, corporations, trusts, foundations, charitable organizations, pension plans, and insurance companies.
MML Investors Services, LLC

1295 STATE STREET

SPRINGFIELD, MA 01111-0001

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Seth Waltz’s Registration & Firm History

MA

01/14/2020 - Present

MML Investors Services, LLC (WELLESLEY MA)

MA

01/02/2015 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (WELLESLEY MA)

MA

09/11/2007 - 01/02/2015

NEW ENGLAND SECURITIES (BOSTON MA)

IL

01/13/2003 - 04/30/2007

AMERIPRISE FINANCIAL SERVICES, INC. (TINLEY PARK IL)

MN

01/13/2003 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 11/06/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/29/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/03/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/09/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Seth Raynor Waltz. Review regulatory record here.
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