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Seth Perry Bernstein

Sanford C. Bernstein & CO., LLC

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About Seth Perry Bernstein

Seth Perry Bernstein is a financial professional with over 30 years of experience in the industry. Seth has a strong background in securities and investments, holding a Series 3, 7, 24, and 63 license. Seth currently works at Sanford C. Bernstein & Co., LLC, a firm specializing in investment management and financial services. Seth has previously worked at J.P. Morgan Securities LLC and J.P. Morgan Institutional Investments Inc. Seth has a strong track record of providing investment advice and portfolio management services to a variety of clients, including high-net-worth individuals, institutions, and pooled investment vehicles.

Firm Information

Seth Bernstein is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d, miscellaneous

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Seth Bernstein’s Registration & Firm History

NY

05/30/2017 - Present

Sanford C. Bernstein & CO., LLC (NEW YORK NY)

NY

06/28/2014 - 06/06/2017

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

12/09/2002 - 05/28/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

05/01/2001 - 12/05/2002

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/23/1990 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2010

Series 3 - National Commodity Futures Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Seth Perry Bernstein.
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