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Seth Patrick Colley

THE Leaders Group, Inc.

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About Seth Patrick Colley

Seth Patrick Colley is a financial advisor who has been in the industry since 2001. Currently, Seth is registered with The Leaders Group, Inc. Seth's previous employers include GWFS Equities, Inc., BancorpSouth Investment Services, Inc., MML Investors Services, Inc., First Legacy Securities, LLC, Phoenix Equity Planning Corporation, Federated Securities Corp., and Cambridge Way, Inc. Seth holds FINRA Series 6, 7, 63, 65, and SIE registrations.

Firm Information

Seth Colley is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seth Colley’s Registration & Firm History

CO

03/19/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

02/19/2013 - 05/11/2018

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

TN

08/28/2010 - 01/03/2012

BANCORPSOUTH INVESTMENT SERVICES, INC. (BRENTWOOD TN)

TN

12/08/2009 - 09/01/2010

MML INVESTORS SERVICES, INC. (BRENTWOOD TN)

AL

09/14/2009 - 12/01/2009

FIRST LEGACY SECURITIES, LLC (HELANA AL)

PA

02/04/2009 - 07/27/2009

PHOENIX EQUITY PLANNING CORPORATION (PHILADELPHIA PA)

CT

03/14/2007 - 02/04/2009

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

PA

12/17/2002 - 04/04/2007

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

TN

09/23/1998 - 12/19/2002

CAMBRIDGE WAY, INC. (BRENTWOOD TN)

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Licenses & Designations

IA

Issued 11/05/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Seth Patrick Colley. Review regulatory record here.
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