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Seth Parker

Fifth Third Securities, Inc.

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About Seth Parker

Seth Parker is an active financial professional with Fifth Third Securities, Inc. Seth has worked in the industry since 2018 and holds the Series 7, Series 99TO, and SIE licenses. Previously, Seth was employed by WELLS FARGO SECURITIES, LLC. Seth's current location is Charlotte, NC. Seth has experience working with a range of clients, including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. Fifth Third Securities, Inc. is a large firm with assets under management between $1 billion and $10 billion. The firm offers a wide range of services, including portfolio management, financial planning, selection of other advisors, and educational seminars.

Firm Information

Seth Parker is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

201 N TRYON ST

CHARLOTTE, NC 28202

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Seth Parker’s Registration & Firm History

NC

09/12/2022 - Present

Fifth Third Securities, Inc. (CHARLOTTE NC)

NC

06/21/2018 - 09/02/2022

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/21/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seth Parker.
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