Unclaimed
Seth Parker is an investment advisor representative registered with Fifth Third Securities, Inc. and licensed through FINRA. Seth has been in the industry for 5 years and has experience in a variety of financial services. Seth has passed the Series 7, Series 99TO, and SIE exams, demonstrating expertise in the field. Seth is able to provide a wide range of financial services, including portfolio management for individuals and businesses, financial planning, and the selection of other advisors. Previously, Seth was registered with WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
09/12/2022 - Present
Fifth Third Securities, Inc. (CHARLOTTE NC)
NC
06/21/2018 - 09/02/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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