Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Huber is a financial professional with over 20 years of experience in the financial industry. Seth is currently registered with Cowen AND Co. Seth holds a variety of licenses, including Series 7, Series 63, Series 55 and Series 57.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/25/2023 - Present
Cowen AND Co. (Stamford CT)
NY
03/09/2006 - 09/27/2023
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
07/25/2000 - 03/08/2006
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
NY
04/14/2000 - 07/06/2000
TD SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 11/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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