Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Moneer Assam is a licensed investment professional with Piper Sandler & Co. based in Minneapolis, Minnesota. Seth has been in the industry since July 2024 and is currently registered with the state of Minnesota. Seth holds the Series 63, Series 79TO, and SIE licenses, demonstrating a strong foundation in investment banking and securities knowledge. Seth's experience and certifications equip to provide clients with investment advisory services, including portfolio management for businesses, and analytical reports and public finance consulting programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
07/22/2024 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
BC
Issued 06/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/06/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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