Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Michael Warshaw is a registered representative associated with Cantor Fitzgerald & Co. Warshaw has been in the industry since 2009. He has a Series 7, Series 63 and Series 79TO licenses. Warshaw was previously associated with RBC Capital Markets, LLC, RABO Securities USA, INC. and Morgan Joseph & Co. Inc. Warshaw is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/14/2018 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
04/20/2011 - 03/09/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/02/2009 - 04/07/2011
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
09/03/2008 - 04/15/2009
MORGAN JOSEPH & CO. INC. (NEW YORK NY)
BC
Issued 09/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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