Unclaimed
Seth Pietrini is a financial advisor with Raymond James Financial Services Advisors, Inc., based in Warrenville, IL. Seth has been in the financial services industry since 2006 and has a wide range of experience and expertise. Seth specializes in providing financial advice and portfolio management services to individuals, businesses, and institutions. Seth is committed to helping clients achieve their financial goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
09/23/2021 - Present
Raymond James Financial Services Advisors, Inc. (Warrenville IL)
IL
09/18/2006 - 09/21/2021
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
IL
09/15/2021 - 09/16/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (WARRENVILLE IL)
IL
08/31/2006 - 09/18/2006
ALPS DISTRIBUTORS, INC. (WHEATON IL)
IN
05/18/2006 - 08/28/2006
CFD INVESTMENTS, INC. (UPLAND IN)
IA
Issued 07/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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