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Seth Michael Pietrini

Raymond James Financial Services Advisors, Inc.

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About Seth Michael Pietrini

Seth Pietrini is a financial advisor with Raymond James Financial Services Advisors, Inc., based in Warrenville, IL. Seth has been in the financial services industry since 2006 and has a wide range of experience and expertise. Seth specializes in providing financial advice and portfolio management services to individuals, businesses, and institutions. Seth is committed to helping clients achieve their financial goals and objectives.

Firm Information

Seth Pietrini is currently registered with Raymond James Financial Services Advisors, Inc.. Raymond James Financial Services Advisors, Inc. is a financial services firm headquartered in Saint Petersburg, FL. With over 6,400 registered representatives and $344 billion in assets under management, the firm provides a range of financial advisory services including financial planning, portfolio management, pension consulting, and educational seminars. They cater to a diverse clientele including individuals, high-net-worth individuals, corporations, and institutions.
Raymond James Financial Services Advisors, Inc.

880 CARILLON PARKWAY

SAINT PETERSBURG, FL 33716

$344.87B

Assets Under Management

6,514

Total Clients

5,416

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consultations

Hourly & fixed rate consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Per participant (erisa)

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Seth Pietrini’s Registration & Firm History

IL

09/23/2021 - Present

Raymond James Financial Services Advisors, Inc. (Warrenville IL)

IL

09/18/2006 - 09/21/2021

INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)

IL

09/15/2021 - 09/16/2021

RAYMOND JAMES FINANCIAL SERVICES, INC. (WARRENVILLE IL)

IL

08/31/2006 - 09/18/2006

ALPS DISTRIBUTORS, INC. (WHEATON IL)

IN

05/18/2006 - 08/28/2006

CFD INVESTMENTS, INC. (UPLAND IN)

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Licenses & Designations

IA

Issued 07/23/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2016

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 07/15/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Seth Michael Pietrini.
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