Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Michael Nadler is a financial professional with over 18 years of experience in the securities industry. He has held various positions at several well-known firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., Barclays Capital Inc., BNP Paribas Securities Corp., and currently at Mizuho Securities USA LLC. Seth has a broad range of experience in the financial services industry, including securities trading, investment banking, and financial advisory.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/05/2012 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/12/2011 - 12/05/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
06/29/2010 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/14/2007 - 05/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/07/2004 - 05/09/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/02/2002 - 06/14/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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