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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Michael Ingersoll is an investment advisor representative at Cetera Investment Advisers LLC. Seth has been in the financial services industry for over 20 years, having worked with several other firms before joining Cetera. Seth is registered with the state of New Mexico and Texas and holds the Series 6, 7, 63 and 65 securities licenses. Seth also has an insurance license in several states. Seth can help individuals, businesses, and institutions with a wide range of financial services including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
03/21/2024 - Present
Cetera Investment Advisers LLC (ALBUQUERQUE NM)
NM
01/10/2008 - 12/09/2020
NEXT FINANCIAL GROUP, INC. (Albuquerque NM)
NM
02/04/2004 - 01/10/2008
CRI SECURITIES, LLC (ALBUQUERQUE NM)
NM
01/26/2004 - 01/10/2008
SECURIAN FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)
IA
Issued 9/8/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/28/2008
Series 7 - General Securities Representative Examination
BC
Issued 1/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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