Unclaimed
Seth Ingersoll is a financial advisor who has been in the industry since 2004. Seth is currently registered with Cetera Investment Advisers LLC in Albuquerque, New Mexico. Seth has a wide range of experience in the financial services industry. Seth holds several licenses, including Series 6, 7, 63, and 65. Seth has worked for several firms in the past, including Next Financial Group, Inc., CRI Securities, LLC, and Securian Financial Services, Inc. Seth offers a variety of financial services to individuals, businesses, and institutions. Seth's specializations include financial planning, portfolio management, pension consulting, and educational seminars. Seth is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
03/21/2024 - Present
Cetera Investment Advisers LLC (ALBUQUERQUE NM)
NM
01/10/2008 - 12/09/2020
NEXT FINANCIAL GROUP, INC. (Albuquerque NM)
NM
02/04/2004 - 01/10/2008
CRI SECURITIES, LLC (ALBUQUERQUE NM)
NM
01/26/2004 - 01/10/2008
SECURIAN FINANCIAL SERVICES, INC. (ALBUQUERQUE NM)
IA
Issued 09/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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