Unclaimed
Seth Michael Hurwitz is a registered representative with Morgan Stanley, a firm that manages assets between $10 billion and $50 billion. Seth has been working in the financial services industry since 2012 and is registered in 25 states as well as in New Jersey, New York and Texas. Seth holds a Series 7, Series 63, and Series 66 license and has a total of 4 approved SRO registrations, 1 approved FINRA registration and 25 approved state registrations. Seth has been affiliated with Morgan Stanley since March 2013 and with Morgan Stanley Private Bank, National Association since January 2015. Seth provides a variety of financial advisory services including financial planning, asset allocation advice, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/08/2020 - Present
Morgan Stanley (New York NY)
NE
06/16/1997 - 09/05/1997
DATEK SECURITIES CORP. (OMAHA NE)
NE
08/24/1995 - 07/10/1996
DATEK SECURITIES CORP. (OMAHA NE)
BOTH
Issued 05/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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