Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Michael Brown is a financial professional with over 10 years of experience in the financial services industry. Seth is currently registered with Lincoln Financial Distributors, Inc. in Pennsylvania. Previously, Seth was employed by MORGAN STANLEY & CO., INCORPORATED and MORGAN STANLEY DW INC. Seth has passed the Series 66, Series 31 and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/21/2007 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
NY
04/02/2007 - 12/06/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
12/15/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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