Unclaimed
Seth Michael Ash is a registered representative with Janney Montgomery Scott LLC. Seth has been in the securities industry since 2017. Seth is licensed to provide securities advice in Ohio and Texas. Seth holds Series 66, Series 10, Series 9, Series 7 and SIE licenses. Seth has a history of providing financial planning, pension consulting, educational seminars, and selection of other advisors services to individuals, investment companies, corporations or other businesses, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Seth is also active in the community, serving on the board of directors for various organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
OH
04/16/2018 - Present
Janney Montgomery Scott LLC (CHILLICOTHE OH)
BOTH
Issued 11/09/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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