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Seth Matthew Monroe

PFS Investments Inc.

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About Seth Matthew Monroe

Seth Monroe is a financial advisor at PFS Investments Inc. based in Margate, Florida. Seth has been in the financial industry since August 4, 2011. Seth is licensed to sell securities in Florida. Seth is registered with FINRA and has a Series 7, Series 66 and SIE license.

Firm Information

Seth Monroe is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Seth Monroe’s Registration & Firm History

FL

01/26/2022 - Present

PFS Investments Inc. (MARGATE FL)

FL

09/23/2020 - 12/31/2021

PFS INVESTMENTS INC. (MARGATE FL)

FL

01/21/2015 - 12/31/2018

PFS INVESTMENTS INC. (MARGATE FL)

FL

11/05/2012 - 07/19/2013

PFS INVESTMENTS INC. (MARGATE FL)

FL

03/09/2010 - 07/25/2012

AXA ADVISORS, LLC (BOCA RATON FL)

FL

01/15/2010 - 04/01/2010

LPL FINANCIAL CORPORATION (FORT LAUDERDALE FL)

FL

11/03/2009 - 01/20/2010

PRIMEVEST FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)

MN

01/09/2009 - 10/28/2009

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

FL

03/05/2008 - 01/28/2009

WACHOVIA SECURITIES, LLC (FORT LAUDERDALE FL)

FL

12/19/2007 - 02/21/2008

METLIFE SECURITIES INC. (FORT LAUDERDALE FL)

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Licenses & Designations

BOTH

Issued 03/29/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Seth Matthew Monroe. Review regulatory record here.
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