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Seth Marshall Schaeffer

Velocity Clearing, LLC

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About Seth Marshall Schaeffer

Seth Marshall Schaeffer is a financial professional with over 24 years of experience in the industry. Seth currently works at Velocity Clearing, LLC, based in New York, NY. Prior to joining Velocity Clearing, LLC, Seth was employed at INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC, NEWEDGE USA, LLC, LEHMAN BROTHERS INC. and NEUBERGER BERMAN, LLC. Seth is licensed in New York and New Jersey and holds Series 7, Series 63, Series 99TO and SIE licenses. Seth is also registered with FINRA and holds approved SRO and state registrations.

Firm Information

Seth Schaeffer is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Seth Schaeffer’s Registration & Firm History

NY

05/14/2024 - Present

Velocity Clearing, LLC (New York NY)

NY

08/06/2014 - 05/10/2024

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)

NY

11/01/2005 - 08/04/2014

NEWEDGE USA, LLC (NEW YORK NY)

NY

07/08/2004 - 11/02/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

02/07/2001 - 07/08/2004

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

10/25/1993 - 07/07/1995

BANCA IMI SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/25/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Seth Marshall Schaeffer.
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