Unclaimed
Seth Arndt is a financial advisor at Park Avenue Securities LLC, a firm with over 62,000 client accounts and over $11 billion in regulatory assets under management. Seth has been in the financial industry since 2009 and is registered to provide investment advice in 17 states. Seth has a strong background in financial planning and portfolio management and offers a variety of services to individuals, families, and businesses. Seth provides financial planning and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/27/2021 - Present
Park Avenue Securities LLC (FORT MYERS FL)
NJ
04/10/2013 - 03/28/2014
PRUCO SECURITIES, LLC. (WARREN NJ)
NY
08/09/2004 - 11/22/2005
GOETZ, BATCHKER & COMPANY, INC. (NEW YORK NY)
NY
01/24/2002 - 09/09/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/19/1999 - 08/31/2001
GOETZ, BATCHKER & COMPANY, INC. (NEW YORK NY)
IA
Issued 06/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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