Unclaimed
Seth Lorne Aitken is a registered representative with Deutsche Bank Securities Inc. Seth has been in the industry since October 19, 2000, and has held previous positions at CIBC World Markets Corp. and Global Capital Markets, LLC. Seth is licensed in 53 states and is a Series 7, 62, 55, 63, SIE, 57TO, and 99TO licensed professional. Seth has over 20 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
09/08/2008 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
08/31/2000 - 01/17/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/29/2000 - 09/18/2000
GLOBAL CAPITAL MARKETS, LLC (MELVILLE NY)
BC
Issued 03/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2000
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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