Unclaimed
Seth Bringle is an investment advisor representative with Mutual Of Omaha Investor Services, Inc. Seth has been in the industry since 2015 and holds a Series 6, Series 63, Series 65 and Series 26 license. Seth specializes in financial planning, and portfolio management for individuals and other investment advisors. Seth is also licensed as an insurance agent and the owner of Bringle Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
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2
IA
03/17/2017 - Present
Mutual OF Omaha Investor Services, Inc. (CLIVE IA)
IA
Issued 03/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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