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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Lawrence Hart is an individual advisor with Morgan Stanley. Seth has been in the industry since 1993 and has a long history of experience with several firms. Seth holds a variety of securities licenses, including Series 7, Series 10, Series 24, Series 55 and Series 63. Seth is registered in 44 states and provides a range of services including financial planning, portfolio management for individuals, and portfolio management for investment companies. Seth is also registered as an Investment Advisor Representative in 3 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/04/2014 - Present
Morgan Stanley (New York NY)
NY
01/01/2005 - 04/09/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/15/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NJ
04/06/2000 - 04/19/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
IL
03/18/1998 - 04/11/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
06/02/1994 - 01/30/1998
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
NY
01/04/1993 - 03/23/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 12/17/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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