Unclaimed
Seth Konrad Voss has been in the securities industry for over 20 years. Seth is currently registered with Fidelity Brokerage Services LLC and has previously been registered with John Hancock Funds, Inc. and Fidelity Investments Institutional Services Company, Inc. Seth holds a Series 6, 7TO, 24, 63, 99 and SIE licenses. Seth is a licensed principal and holds several product and state licenses. Seth specializes in providing investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/16/2018 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
11/13/1998 - 11/06/2001
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
RI
07/26/1995 - 10/29/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2018
Series 99 - Operations Professional Examination
BC
Issued 07/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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