Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Kaye is a registered representative with J.p. Morgan Institutional Investments Inc. in New York, NY. Seth Kaye has been in the industry since September 25, 2012. Seth Kaye is also registered with FINRA, the state of New York and has passed the Series 3, Series 7, Series 63, and Series 66 exams. Previously, Seth Kaye was employed by JPMORGAN DISTRIBUTION SERVICES, INC. and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/03/2018 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
04/11/2016 - 04/03/2018
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
04/03/2012 - 11/18/2013
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
BC
Issued 06/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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