Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Kelly is a financial advisor currently associated with Mariner Wealth. Seth has been in the industry for a significant period and holds a variety of licenses and certifications. Prior to joining Mariner Wealth, Seth held positions at other firms including EF Legacy Securities, LLC, Sanders Morris Harris LLC, TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC, and Edward Jones. Seth holds multiple industry licenses, including Series 7, 63, 66, and 9, as well as the SIE exam. Seth is also a Certified Financial Planner and is an adjunct professor at Roger Williams University. Seth's experience and qualifications make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
05/12/2023 - Present
Mariner Wealth (DEDHAM MA)
MA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (Foxboro MA)
MA
09/12/2013 - 04/22/2016
SANDERS MORRIS HARRIS LLC (NEWTON MA)
RI
02/13/2012 - 09/04/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PROVIDENCE RI)
NH
06/19/2006 - 01/13/2012
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MO
03/10/2004 - 08/30/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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