Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Joseph Finkel is a financial advisor with over 30 years of experience in the industry. Seth is currently registered with Neuberger Berman BD LLC. Seth has been with Neuberger Berman BD LLC since October 1990. Prior to joining Neuberger Berman BD LLC, Seth worked at MERCER ALLIED CORPORATION. Seth holds Series 7, Series 63 and Series 65 licenses. Seth is registered to provide investment advice in 53 states and the District of Columbia. Seth is also a registered Investment Advisor in New Jersey, New York and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/18/1997 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NA
05/21/1985 - 10/08/1986
MERCER ALLIED CORPORATION
IA
Issued 01/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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