Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Dubrow is a financial professional with over 23 years of experience in the securities industry. Seth is a Registered Representative and Investment Advisor Representative, registered with J.p. Morgan Securities LLC. Seth is also a Certified Financial Planner. Seth's background includes experience with Chase Investment Services Corp., NFB Investment Services Corp., WM Financial Services, Inc., Quick & Reilly, Inc., CITICORP INVESTMENT SERVICES, and PRIME CHARTER LTD. Seth has a diverse background in financial services and a comprehensive understanding of the investment industry. Seth specializes in retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/25/2022 - Present
J.p. Morgan Securities LLC (New York NY)
NY
07/11/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
04/26/2005 - 07/13/2006
NFB INVESTMENT SERVICES CORP. (NEW YORK NY)
CA
08/10/2004 - 04/21/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
01/31/2002 - 08/13/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/15/2000 - 02/01/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/15/1999 - 02/02/2000
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 09/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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