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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth James Diener is an investment advisor representative registered with LPL Financial LLC and has been in the financial services industry since 2003. Seth Diener has experience with Nationwide Securities, LLC and 1717 Capital Management Company. Seth Diener holds FINRA Series 7, 63, and 66 licenses, and has a SIE designation. Seth Diener has a branch office in NEWTOWN, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/25/2018 - Present
LPL Financial LLC (NEWTOWN PA)
PA
08/01/2008 - 04/25/2018
NATIONWIDE SECURITIES, LLC (Horsham PA)
PA
04/02/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (HORSHAM PA)
PA
10/13/2003 - 06/06/2007
NATIONWIDE SECURITIES, INC. (HORSHAM PA)
MO
03/19/2003 - 09/08/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 08/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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