Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Horne is a registered representative with Wells Fargo Clearing Services, LLC. Seth has been in the financial services industry since 1987. Seth has a Series 3, Series 7, and Series 63 securities licenses. Seth is also a registered Investment Advisor in Florida. Seth offers financial planning services and portfolio management for individuals and businesses. Seth's firm, Wells Fargo Clearing Services, LLC, is a registered investment advisor that offers a wide range of financial services, including portfolio management, financial planning, and investment consulting. The firm has approximately $10 billion to $50 billion in assets under management and manages accounts for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/03/2006 - Present
Wells Fargo Clearing Services, LLC (LAKELAND FL)
FL
07/31/1993 - 07/07/2006
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/21/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/25/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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