Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth King is a financial advisor with over 20 years of experience in the financial services industry. Seth has held a variety of positions, including a VP/Agent at PinnaCor Financial Group Inc. and an Advisory Rep for Cambridge Investment Research Advisors, Inc. Seth holds Series 7, Series 63, and Series 65 licenses. Seth is also a Chartered Financial Consultant. Seth specializes in providing financial advice to individuals, high net worth individuals, corporations, and charitable organizations. Seth has a passion for helping his clients achieve their financial goals. Seth is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
02/13/2009 - Present
Cambridge Investment Research Advisors, Inc. (Denver CO)
CO
04/29/2003 - 12/20/2008
SECURITIES AMERICA, INC. (DENVER CO)
NY
12/21/2001 - 06/24/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
04/22/1998 - 09/04/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 04/22/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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